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我国第19家上市的证券公司，主营证券经纪、证券投资咨询、证券承销与保荐、证券资产管理、融资融券等业务

西部证券股份有限公司成立于2001年元月，注册地陕西省西安市。2012年5月3日，公司在深圳证券交易所正式挂牌上市（股票代码：002673），成为我国第19家上市证券公司。2015年3月24日，公司完成了上市后的非公开发行股票工作，募集资金近50亿元，创陕西省上市企业中单次再融资规模记录，目前公司总股本为27.96亿股。公司在陕西、北京、上海、山东、深圳等地区共设有99家证券营业部及9家经纪业务分公司。西部期货有限公司和西部优势资本投资有限公司作为公司全资子公司与公司主营业务协同运作，独立经营。公司与上海利得财富资产管理有限公司合资设立的西部利得基金管理有限公司在公募和私募基金管理业务领域为客户提供服务。

公司成立以来，建立了完善的法人治理结构和严密科学的内部控制体系，合规守法经营，造就了一支具有共同使命感和价值观的员工队伍，形成了“和衷共济、共谋发展、风控至上、稳中求先”的企业文化，走出了一条规范管理、稳中求先、注重效益的渐进式发展之路。在2001至2005年市场持续低迷的环境中，取得了连续5年盈利的经营业绩。在此期间，公司的投资业务在为股东和客户创造超越市场基准价值的过程中奠定了其应有的市场地位，并形成了与价值投资、长线投资理念相匹配的管理体制、运营模式和操作手法。

2007年以来，公司导入ISO9000质量管理体系，使用国际化标准规范公司的运营体制、管理模式和操作流程，在实现由业务为中心向以客户为中心转变的过程中迈出了坚实的一步。公司将在此基础上，持续有效提升治理能力、管理水平和员工素质，不断为现有客户和潜在客户提供我们力所能及的服务。在此过程中，实现我们忠实于客户，效力于客户，与客户共成长的目标。

China's 19th listed securities company, mainly engaged in securities brokerage, securities investment consulting, securities underwriting and recommendation, securities asset management, margin trading and other businesses, was founded in January 2001, registered in Xi'an, Shaanxi Province. On May 3, 2012, the company was officially listed on Shenzhen Stock Exchange (Stock Code: 002673), becoming the 19th listed securities company in China. On March 24, 2015, the company completed the work of non-public issuance of shares after listing, raising nearly 5 billion yuan of capital, which is a record of single refinancing scale of listed enterprises in Shaanxi Province. At present, the total share capital of the company is 2.796 billion shares. The company has 99 securities business departments and 9 brokerage branches in Shaanxi, Beijing, Shanghai, Shandong, Shenzhen and other regions. As a wholly-owned subsidiary of the company, Western Futures Co., Ltd. and western advantage capital investment Co., Ltd. operate in coordination with the main business of the company and operate independently. West Lide Fund Management Co., Ltd., a joint venture established by the company and Shanghai Lide wealth Asset Management Co., Ltd., provides services to customers in the fields of public offering and private fund management. Since the establishment of the company, it has established a perfect corporate governance structure and a strict and scientific internal control system, operated in compliance with the law, created a team of employees with a common sense of mission and values, formed a corporate culture of "working together, seeking development together, putting risk control first, seeking first in stability", and walked out of a progressive development of standardized management, seeking first in stability, and focusing on efficiency Road. In 2001-2005, the market continued to be sluggish environment, and achieved five consecutive years of profitable business performance. During this period, the company's investment business has established its due market position in the process of creating market benchmark value for shareholders and customers, and formed a management system, operation mode and operation method matching with the value investment and long-term investment concept. Since 2007, the company has introduced ISO9000 quality management system and standardized the company's operation system, management mode and operation process with international standards, which has taken a solid step in the process of transforming from business centered to customer-centered. On this basis, the company will continuously and effectively improve the governance ability, management level and staff quality, and constantly provide services within our capabilities for existing customers and potential customers. In this process, we will achieve the goal of being loyal to customers, working for customers and growing together with customers.

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